Another Broker/Dealer Merging Multiple Platforms into One with RiskPro®
NEWPORT BEACH, Calif., Sept. 28, 2017 /PRNewswire/ — RiskPro® announced another enterprising agreement unifying their innovative, front line technology with Capital Investment Companies of Raleigh, NC. The agreement will enable Capital Investments to consolidate multiple platform providers onto Capital’s own platform, with RiskPro® providing the key tools to enhance the Financial Advisors and client experience.
RiskPro®’s compliance and surveillance feature is enabling Capital Investments to monitor all portfolios daily for volatility and risk perimeter breaches. Asset management platform consolidation and surveillance makes the job of a B/D’s Compliance Department much more efficient, effective and expansive.
As the fiduciary standard is adopted across the wealth management industry, RiskPro® is providing Financial Advisors with a mathematically sound approach to serving clients by determining their risk profile and formulating an aligning portfolio. Advisors then have the ability to successfully manage clients’ investment and financial strategies. This cutting edge, technological approach by RiskPro® allows advisors to use their client’s risk budgets with precision and prudence, enabling advisors to strengthen their client relationships.
Richard Bryant, CEO of Capital Investment Companies, noted, “RiskPro® has revolutionized our ability to understand risk profiles and has enabled us to build portfolios that closely correlate with the client’s stated risk tolerance. Because of RiskPro®, our business is simpler; our advisors are better equipped; and our clients will be better served.”
RiskPro® was developed by ProTools, LLC, a technology company headquartered in Newport Beach, CA. RiskPro® was designed by financial advisors and built by econometricians to serve as a revolutionary risk profiling and portfolio construction system, which enables financial advisors to improve the client experience. Through RiskPro®, advisors can meet their fiduciary responsibilities to provide clients with prudent investment advice. For more information, visit: www.riskproadvisor.com
About Capital Investment Companies
Capital Investment Companies is one of the largest independent financial services and brokerage firms in the Southeast. They maintain only the highest degree of service, support, and courtesy to their customers and remain committed to their corporate goal – to not be the biggest, but the best. For more information, visit: www.captial-invest.com.
PACIFIC FINANCIAL GROUP, LLC
Pacific Financial Group, LLC, an investment advisor registered with the Securities and Exchange Commission, is an affiliate of ProTools, LLC and the exclusive distributor of RiskPro®. Pacific Financial Group, LLC is based in Newport Beach, CA.